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Title page
Contents
Foreword 2
Acknowledgements 3
Abstract 6
Resume 7
Ubersicht 8
Background and objectives 9
Executive summary 10
Synthese 12
Zusammenfassung 14
1. Mapping top-level interoperability between frameworks 16
1.1. OECD Due Diligence Guidance for Responsible Business Conduct (OECD DDG) 21
1.2. ISO 31000:2018 Risk Management - Guidelines (ISO 31000) and ISO/IEC 23894:2023 22
1.3. NIST AI Risk Management Framework (NIST AI RMF) 24
1.4. European Union proposal for a regulation laying down harmonised rules on AI (EU AIA) 26
1.5. Proposed Canada Artificial Intelligence and Data Act (AIDA) 28
1.6. Draft Council of Europe Human Rights, Democracy and the Rule of Law Risk and Impact Assessment (HUDERIA) 29
1.7. IEEE 7000-21 Standard Model Process for Addressing Ethical Concerns during System Design (IEEE 7000-21) 30
1.8. ISO/IEC Guide 51:2014 3rd edition (ISO/IEC Guide 51) 32
2. Conclusions 34
3. Next steps 35
Step 2. Analyse consistency, at both the conceptual and practical levels, of key concepts and terminology contained in different initiatives 35
Step 3. Translate analysis into good practice on due diligence for responsible business conduct in AI 35
Step 4. Research and analyse the alignment of certification schemes with OECD RBC and AI standards 35
Step 5. Develop an interactive online tool 36
Annex A. Presentations relevant to AI risk from the OECD.AI network of experts 37
Annex B. Discussions by OECD.AI Expert Group on risk assessment considerations 39
References 40
Notes 42
Table 1. High-level mapping of selected risk management frameworks for AI to the Interoperability Framework 20
Table 2. Mapping top-level steps of the OECD DDG to the Interoperability Framework 22
Table 3. Mapping top-level steps of ISO 31000 to the Interoperability Framework 24
Table 4. Mapping top-level steps of the NIST AI RMF to the Interoperability Framework 25
Table 5. Mapping top-level EU AIA requirements to the Interoperability Framework 28
Table 6. Mapping top-level AIDA requirements to the Interoperability Framework 29
Table 7. Mapping top-level steps of the HUDERIA to the Interoperability Framework 30
Table 8. Mapping top-level steps of the IEEE 7000-21 to the Interoperability Framework 31
Table 9. Mapping top-level steps of the ISO/IEC Guide 51 to the Interoperability Framework 33
Figure 1. High-level AI risk management interoperability framework 19
Figure 2. Graphical representation of the OECD Due Diligence Guidance for Responsible Business Conduct 21
Figure 3. Graphical representation of the ISO 31000:2018 Risk Management Guidelines 23
Figure 4. Graphical representation of NIST AI Risk Management Framework 25
Figure 5. Graphical representation of the proposed EU AI Act risk classification 26
Figure 6. ISO/IEC Guide 51 Risk Assessment and Reduction Process 32
Boxes
Box 1. What is trustworthy AI? 18
Annex Tables
Table A.1. OECD.AI expert presentations 37
Annex Figures
Figure B.1. Discussions by OECD.AI Expert Group on risk assessment considerations 39
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