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22대 대한민국 국회 국회정보길라잡이 국회의원검색
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Contents

Preface

Table of cases

Table of statutes

Table of statutory instruments

Table of FSA rules

Table of abbreviations

PART I. THE MANAGEMENT SERVICE

Chapter 1. Overview

Chapter 2. Authorisation

Chapter 3. Judgment

Chapter 4. The Management Contract

PART II. CLIENTS

Chapter 5. Overview

Chapter 6. Legal Nature of the Client Relationship

Chapter 7. The Regulatory Client

Chapter 8. Fiduciary Duties and Conflicts

Chapter 9. Investment Management and Occupational Pension Schemes

PART III. MARKET FACING

Chapter 10. Implementation

Chapter 11. Custody

Chapter 12. Leverage

Chapter 13. Market Abuse

PART IV. PRODUCTS

Chapter 14. Portfolio Assets

Chapter 15. Investment Funds

Chapter 16. UCITS Regulation

Chapter 17. UCITS Outside Europe

Chapter 18. Hedge Funds

Chapter 19. ETFS And Regulatory Issues in the United States

Chapter 20. Closed-Ended Private Equity Funds

PART V. JURISDICTIONS

Chapter 21. France

Chapter 22. Germany

Chapter 23. US Regulation of Investment Management

Chapter 24. US Regulation of Managed Futures ? Commodity Trading Advisers and Commodity Pools

Chapter 25. Ireland

Chapter 26. Luxembourg

Chapter 27. Hong Kong

Index

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Law and regulation of investment management 이용현황 표 - 등록번호, 청구기호, 권별정보, 자료실, 이용여부로 구성 되어있습니다.
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0001722404 346.41092 -A12-1 서울관 서고(열람신청 후 1층 대출대) 이용가능

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This book answers the need for a practical treatment of this burgeoning area of financial services, with the emphasis on the investment management service itself as distinct from individual investment products. It focuses on the contractual and regulatory aspects of the investment manager's business, with additional information on equivalent practices in the US. * Coverage of key UK legal and regulatory issues with information on equivalent practices in the US * Provides expert commentary and background information on this growing area within financial markets * Pulls together the expertise of a range of specialists in this area

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