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Preface
List of Contributors
List of Abbreviations
PART I CONCEPTUAL FRAMEWORK
1. Regulating Finance in a Post-Sectoral World: Setting the Scene
2. Functioning of the Financial Industry
3. Objectives of Financial Regulation and their Implementation in the European Union
4. FinTech Regulation from a Cross-Sectoral Perspective
5. A Cross-Sectoral Approach to Regulation and a Twin Peaks System of Supervision: The Netherlands
PART II STABILITY OF THE FINANCIAL SYSTEM
6. Regulating Systemic Risk: A Cross-Sectoral Approach
7. A Cross-Sectoral Analysis of Micro-Prudential Regulation
8. Corporate Governance
9. Resolution Regimes in the Financial Sector: In Need of Cross-Sectoral Regulation?
10. Is there a Case for One Cross-Sectoral Compensation Scheme?
11. The Cross-Sectoral Playing Field in Outsourcing
PART III CONSUMER PROTECTION
12. Scope of Protection: Is there a Ground for a Single Criterion?
13. Product Information for Banking, Investment and Insurance Products
14. Service Quality (Conduct of Business) Rules
15. Conflicts of Interest and Inducements in the Financial Sector
16. Product Intervention: A Cross-Sectoral Analysis
PART IV SUPERVISION AND INTERNAL MARKET
17. A Holistic Approach to the Institutional Architecture of Financial Supervision and Regulation in the EU
18. What Happens when an EU Financial Institution Crosses Borders? Time for Consistency?
PART V SUMMARY AND CONCLUSIONS
19. Summary and Conclusions
Index

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European financial regulation : levelling the cross-sectoral playing field 이용현황 표 - 등록번호, 청구기호, 권별정보, 자료실, 이용여부로 구성 되어있습니다.
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알라딘제공

Mirroring the long-established structure of the financial industry, EU financial regulation as we know it today approaches banking, insurance and investment services separately and often divergently. In recent decades however, the clear separation between financial sectors has gradually evaporated, as business lines have converged across sectors and FinTech solutions have emerged which do not fit traditional sector boundaries.

As the contours of the traditional tripartition in the financial industry have faded, the diverging regulatory and supervisory treatment of these sectors has become increasingly at odds with economic reality.

This book brings together insights developed by distinguished researchers and industry professionals in a series of articles analysing the main areas of EU financial regulation from a cross-sectoral perspective. For each specific research theme - including prudential regulation, corporate governance and conduct of business rules - the similarities, as well as gaps, overlaps and unjustifiable differences between banking, securities and insurance regulation, are clearly presented and discussed. This innovative research approach is aimed at informing lawmakers and policymakers on potential improvements to EU financial regulation whilst also supporting legal and compliance professionals applying the current framework or looking to streamline compliance processes.