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Title page 1

Contents 6

ABSTRACT 5

SUMMARY OF SIGNIFICANT CHANGES FROM NUREG-1478, REVISION 2 12

ABBREVIATIONS AND ACRONYMS 15

1.0. GENERAL 16

1.1. PURPOSE AND FORMAT OF NUREG-1478 16

A. Purpose 16

B. Format 16

1.2. APPLICABLE REGULATIONS AND PUBLICATIONS 17

A. Purpose 17

B. Statutes 17

C. Regulations 18

D. Regulatory Guides, NUREG Reports, and ANSI/ANS Standards 19

2.0. PREEXAMINATION ACTIVITIES 21

2.1. PREEXAMINATION ACTIVITIES 21

A. Purpose 21

B. Examination Requests and Scheduling 21

C. Assignment of Examiners 21

D. Coordinating Examination Details 21

E. Reviewing License Applications 22

F. Facility Licensee Preexamination Reviews 22

G. Attachments/Forms 22

2.2. ELIGIBILITY REQUIREMENTS AND GUIDELINES 34

A. Purpose 34

B. Reviewing License Applications 34

C. Licensing Medical Requirements 36

D. Initial License Eligibility Guidelines 37

E. NRC Form 398, "Personal Qualification Statement-Licensee" 39

F. NRC Form 396, "Certification of Medical Examination by Facility Licensee" 41

G/H. Attachments/Forms 41

2.3. PROCESSING OPERATOR LICENSING WAIVERS/EXCUSALS 45

A. Purpose 45

B. Background 45

C. General Guidelines 45

D. Excusals and Waivers 46

2.4. REVIEWING LICENSE RENEWAL APPLICATIONS 47

A. Purpose 47

B. Timely Renewal 47

C. Reviewing License Renewal Applications 47

D. NRC Form 398 48

E. Procedure for Denying an Application for License Renewal 49

F. Procedure for Overturning Renewal Denials 50

G. Notes 50

3.0. OPERATING TESTS 51

3.1. PREPARATION OF OPERATING TESTS 51

A. Purpose 51

B. Definitions 51

C. Regulatory Basis 51

D. Level of Examination-Facility Type 52

E. Level of Examination-License Type 53

F. Source Material 54

G. Requirements 54

H. Attachments/Forms 58

3.2. ADMINISTRATION OF OPERATING TESTS 70

A. Purpose 70

B. Personnel Present 70

C. Operating Test Withdrawals 70

D. Administration Procedures 70

E. Attachments/Forms 72

3.3. GRADING OPERATING TESTS 76

A. Purpose 76

B. General Evaluation Guidelines 76

C. Specific Instructions for Completing Form ES-3.1-1 76

D. Attachments/Forms 80

4.0. WRITTEN EXAMINATIONS 83

4.1. PREPARATION OF WRITTEN EXAMINATIONS 83

A. Purpose 83

B. Background 83

C. Examination Preparation 83

D. Examination Structure 85

E. NRC Quality Assurance Reviews 87

F. Attachments/Forms 87

4.2. ADMINISTRATION OF WRITTEN EXAMINATIONS 95

A. Purpose 95

B. Written Examination Facilities 95

C. Proctoring the Written Examination 95

D. Written Examination Administration Procedure 96

E. Facility Licensee Staff Review of the Written Examination 96

4.3. GRADING WRITTEN EXAMINATIONS 98

A. Purpose 98

B. Resolving Facility Licensee Comments 98

C. Grading the Written Examination 98

5.0. POSTEXAMINATION ACTIVITIES 100

5.1. POSTEXAMINATION ACTIVITIES 100

A. Purpose 100

B. Background 100

C. Examination Report 100

D. Results Package 100

E. Examination Reviews 100

F. Licensing Action 101

G. Facility and Individual Notification 102

H. Returning Facility Reference Material 102

I. Record Retention 102

J. Attachments/Forms 103

5.2. ADMINISTRATIVE REVIEWS AND HEARINGS 115

A. Purpose 115

B. Background 115

C. Applicant Responsibilities 115

D. Facility Licensee Responsibilities 117

E. NRC Responsibilities 117

F. NRC Staff Review Procedures 117

G. Notes 118

H. Attachments/Forms 118

6.0. REQUALIFICATION EXAMINATIONS AND OTHER LICENSE ACTIONS 127

6.1. REQUALIFICATION EXAMINATION ADMINISTRATION 127

A. Purpose 127

B. General 127

C. Examination Schedule 127

D. Examination Preparation 128

E. Examination Administration 129

F. Examination Grading 130

G. Requalification Program Evaluation 131

H. Actions for Requalification Program Deficiencies 131

I. Final Requalification Program Evaluation Report 132

J. Individual Requalification Examination Report 132

K. Record Retention 132

L. Attachments/Forms 133

6.2. REQUALIFICATION FAILURES-REVIEWS AND HEARINGS 148

A. Purpose 148

B. Background 148

C. Results of NRC-Conducted Requalification Examinations 148

D. Overturning Requalification Examinations or Renewal Denials 149

E. Notes 149

F. Attachments/Forms 150

7.0. FUEL-HANDLING EXAMINATIONS 154

7.1. SRO LIMITED TO FUEL HANDLING-EXAMINATIONS 154

A. Purpose 154

B. Examination Coordination 154

C. Eligibility 154

D. Reviewing LSRO Initial License Applications 155

E. Medical Requirements 156

F. NRC Form 398 156

G. Excusals and Waivers 156

H. Attachments/Forms 156

7.2. SRO LIMITED TO FUEL HANDLING-EXAMINATION PREPARATION 157

A. Purpose 157

B. Scope 157

C. General Guidelines 157

D. Written Examination Instructions 157

E. Operating Test Instructions 158

F. Attachments/Forms 159

7.3. SRO LIMITED TO FUEL HANDLING-EXAMINATION ADMINISTRATION 166

A. Purpose 166

B. Examination Withdrawals 166

C. Written Examination Facilities 166

D. Proctoring the Written Examination 166

E. Written Examination Administration Procedure 167

F. Facility Licensee Staff Review of the Written Examination 168

G. Personnel Present at the Operating Test 168

H. Operating Test Administration Procedures 168

I. Attachments/Forms 169

7.4. SRO LIMITED TO FUEL HANDLING-POSTEXAMINATION ACTIVITIES 172

A. Purpose 172

B. Written Examination-Resolving Facility Licensee Comments 172

C. Written Examination-Grading 172

D. Operating Test-General Evaluation Guidelines 172

E. Operating Test-Specific Instructions for Completing Form ES-7.4-1 172

F. Attachments/Forms 172

8.0. GLOSSARY 174

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