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Title page 1

Contents 7

Abstract 4

Acknowledgments 5

1. Introduction 10

1.1. Purpose and Applicability 10

1.2. Target Audience 11

1.3. Relationship to Other Publications 11

1.4. Publication Organization 11

2. Device Cybersecurity Capability Catalog 14

DI - DEVICE IDENTIFICATION 15

(IMS) Identifier Management Support 15

(AID) Actions Based on Device Identity 15

(DAS) Device Authentication Support 16

(PID) Physical Identifiers 16

DC - DEVICE CONFIGURATION 17

(PRV) Logical Access Privilege Configuration 17

(AUT) Authentication and Authorization Configuration 17

(INT) Interface Configuration 17

(DSP) Display Configuration 18

(CTL) Device Configuration Control 18

DP - DATA PROTECTION 19

(CRY) Cryptography Capabilities and Support 19

(KEY) Cryptographic Key Management 19

(STO) Secure Storage 20

(STX) Secure Transmission 20

LA - LOGICAL ACCESS TO INTERFACES 22

(AUN) Authentication Support 22

(ACF) Authentication Configuration 23

(USE) System Use Notification Support 23

(AUZ) Authorization Support 24

(AIM) Authentication & Identity Management 24

(ROL) Role Support & Management 24

(LDU) Limitations on Device Usage 26

(XCN) External Connections 27

(IFC) Interface Control 27

SU - SOFTWARE UPDATE 29

(UPD) Update Capabilities 29

(APP) Update Application Support 30

CS - CYBERSECURITY STATE AWARENESS 31

(AEI) Access to Event Information 31

(EIM) Event Identification & Monitoring 31

(EVR) Event Response 32

(LCT) Logging Capture & Trigger Support 33

(RDL) Support of Required Data Logging 33

(LSR) Audit Log Storage & Retention 34

(SRT) Support for Reliable Time 34

(AUP) Audit Support & Protection 35

(AWR) State Awareness Support 36

DS - DEVICE SECURITY 37

(EXE) Secure Execution 37

(COM) Secure Communication 37

(RSC) Secure Resource Usage 38

(DIN) Device Integrity 39

(ONB) Secure Network Onboarding Support 39

(OPS) Secure Device Operation 40

3. Non-Technical Supporting Capability Catalog 42

DO - DOCUMENTATION 43

(SMP) Assumptions Made in Product Development 43

(CAP) Technical Cybersecurity Capabilities Implemented 50

(DSC) Design and Support Considerations 52

(MNT) Maintenance Requirements 54

(DAU) Device Authenticity Support 56

IQ - INFORMATION AND QUERY RECEPTION 57

(BUG) Reception of Vulnerability Information 57

(QRY) Query Response 58

ID - INFORMATION DISSEMINATION 60

(CRI) Cybersecurity Related Information Alert 60

(VNT) Cybersecurity Event Notification 62

EA - EDUCATION AND AWARENESS 64

(CSC) Cybersecurity Capabilities 64

(EOL) End-of-Life (Reprovisioning and Disposal) 66

(RSP) Cybersecurity Responsibilities 66

(EXP) Cybersecurity Expectations and Assumptions 67

(BAK) Data Back-up 68

(VMG) Vulnerability Management Options 69

References 71

Appendix A. Definition of the Federal Profile for IoT Device Cybersecurity Requirements 73

Appendix B. Mapping of SP 800-53 Controls to Device Cybersecurity Requirements 77

Appendix C. Mapping of Cybersecurity Framework Outcomes to Device Cybersecurity Requirements 85

Appendix D. Acronyms 93

Appendix E. Glossary 94

Figures 12

Figure 1. Capability and Sub-Capability Structure 12

Appendix Tables 74

Table 1. Device Cybersecurity Capabilities from Catalog Identified for Federal Profile 74

Table 2. Non-Technical Supporting Capabilities from this Catalog Identified for Federal Profile 75

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